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Legal briefing

The CNMV publishes a communication on entities that provide investment services through agents

20/04/2023

In this Legal Briefing, we analyse the most salient aspects of the communication.

The National Securities Market Commission (“CNMV”) has published a communication setting out its conclusions regarding certain practices observed in the course of various supervisory actions in entities that provide investment services through tied agents.

The entire content of the Legal Briefing can be found in the PDF.

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